Engagement

Pre-submission reporting pack review

A compressed review of a near-final regulatory reporting pack when the filing date is close and you need focused challenge on high-risk lines.

Purpose

When a regulatory reporting application is nearly locked, this review concentrates on material lines, late adjustments, and evidence that reviewers still need to attach. It is lighter than a full audit and is not a substitute for year-round control testing.

What we do

  • Challenge top reconciling items and unexplained movements
  • Recheck formulas and links in critical worksheets
  • Confirm that approval trails match the version marked for submission
  • Produce a short exception list ordered by filing risk

What we do not do

We do not assume ownership of the submission, press “send” on your portal, or expand into unrelated accounting areas outside the pack.

Next step

If your deadline is inside three weeks, contact us with the pack name and freeze date so we can confirm capacity.

Request this engagement